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Robert Angelo Cicchetti

Mizuho Securities USA LLC

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About Robert Angelo Cicchetti

Robert Angelo Cicchetti is a financial professional with over 20 years of experience in the securities industry. Robert is currently registered with Mizuho Securities USA LLC and is a Series 7, 24, 63, and 79TO licensed professional. Robert has worked with several firms throughout his career, including SG Americas Securities, LLC, and Credit Suisse First Boston LLC. Robert has been in the industry since September 30, 2000, and his experience in the industry, along with his dedication to his clients, is evident in his long list of active registrations with state securities authorities.

Firm Information

Robert Cicchetti is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Cicchetti’s Registration & Firm History

NY

10/21/2015 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

06/28/2006 - 10/20/2015

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

12/07/1999 - 09/01/2005

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Angelo Cicchetti.
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