Unclaimed
Robert Bottoni has been in the securities industry since January 12, 1990. Robert currently works for American Capital Partners, LLC and is registered with the state of New York. Robert has held prior positions with First Empire Securities, Inc., Pershing LLC and Pershing Trading Company, L.P. Robert is a Series 7, Series 24 and Series 63 licensed individual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/17/2019 - Present
American Capital Partners, LLC (HAUPPAUGE NY)
NY
03/04/2009 - 03/06/2019
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NJ
09/09/2005 - 01/23/2009
PERSHING LLC (JERSEY CITY NJ)
NJ
05/01/2003 - 09/09/2005
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NJ
10/25/1989 - 05/01/2003
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 02/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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