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Robert Andrew Willis

Broad Street Capital Markets, LLC

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About Robert Andrew Willis

Robert Willis is a financial professional with over 30 years of experience in the securities industry. Robert is currently registered with Broad Street Capital Markets, LLC and has been with the firm since March 3, 2017. Prior to joining Broad Street Capital Markets, LLC, Robert was employed with CG Capital Markets, LLC, SecureVest Financial Group, Grace Financial Group LLC, Wunderlich Securities, Inc., BNY Capital Markets Inc., Tullett Liberty Securities Inc., Prebon Financial Products Inc., Prebon Securities (USA) Inc., Garban LLC, Garban Securities LLC, J.P. Morgan Securities Inc., Banca IMI Securities Corp., Mabon, Nugent & Co., Merrill Lynch Government Securities Inc. ("MLGSI"), Cowen & Co., Westpac Pollock Government Securities Inc., L. F. Rothschild & Co. Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert is licensed in both New Jersey and New York.

Firm Information

Robert Willis is currently registered with Broad Street Capital Markets, LLC. Broad Street Capital Markets, LLC is a Limited Liability Company formed in February 2000. The firm is registered with the SEC and in 13 states.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Willis’s Registration & Firm History

NJ

03/03/2017 - Present

Broad Street Capital Markets, LLC (NEWARK NJ)

NJ

07/07/2016 - 03/01/2017

CG CAPITAL MARKETS, LLC (Red Bank NJ)

NJ

12/10/2012 - 06/27/2016

SECUREVEST FINANCIAL GROUP (MORRISTOWN NJ)

NY

09/12/2011 - 11/19/2012

GRACE FINANCIAL GROUP LLC (NEW YORK NY)

NY

01/05/2006 - 08/02/2011

WUNDERLICH SECURITIES, INC. (NEW YORK NY)

NY

01/12/2005 - 08/04/2005

BNY CAPITAL MARKETS INC. (NEW YORK NY)

NY

07/09/2001 - 01/05/2005

TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)

NJ

07/20/1999 - 07/03/2001

PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)

NJ

07/07/1999 - 07/03/2001

PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)

NY

05/22/1996 - 06/28/1999

GARBAN LLC (NEW YORK NY)

NJ

05/22/1996 - 06/28/1999

GARBAN SECURITIES LLC (JERSEY CITY NJ)

NY

01/21/1992 - 10/18/1995

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

04/30/1991 - 03/19/1992

BANCA IMI SECURITIES CORP. (NEW YORK NY)

NA

11/01/1990 - 04/30/1991

MABON, NUGENT & CO.

NA

07/25/1987 - 03/12/1991

MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI")

NY

08/28/1990 - 11/06/1990

COWEN & CO. (NEW YORK NY)

NA

05/17/1989 - 11/11/1989

WESTPAC POLLOCK GOVERNMENT SECURITIES INC.

NA

01/24/1989 - 06/05/1989

L. F. ROTHSCHILD & CO. INCORPORATED

NA

11/19/1985 - 02/01/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 02/01/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Andrew Willis.
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