Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Willis is a financial professional with over 30 years of experience in the securities industry. Robert is currently registered with Broad Street Capital Markets, LLC and has been with the firm since March 3, 2017. Prior to joining Broad Street Capital Markets, LLC, Robert was employed with CG Capital Markets, LLC, SecureVest Financial Group, Grace Financial Group LLC, Wunderlich Securities, Inc., BNY Capital Markets Inc., Tullett Liberty Securities Inc., Prebon Financial Products Inc., Prebon Securities (USA) Inc., Garban LLC, Garban Securities LLC, J.P. Morgan Securities Inc., Banca IMI Securities Corp., Mabon, Nugent & Co., Merrill Lynch Government Securities Inc. ("MLGSI"), Cowen & Co., Westpac Pollock Government Securities Inc., L. F. Rothschild & Co. Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert is licensed in both New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/03/2017 - Present
Broad Street Capital Markets, LLC (NEWARK NJ)
NJ
07/07/2016 - 03/01/2017
CG CAPITAL MARKETS, LLC (Red Bank NJ)
NJ
12/10/2012 - 06/27/2016
SECUREVEST FINANCIAL GROUP (MORRISTOWN NJ)
NY
09/12/2011 - 11/19/2012
GRACE FINANCIAL GROUP LLC (NEW YORK NY)
NY
01/05/2006 - 08/02/2011
WUNDERLICH SECURITIES, INC. (NEW YORK NY)
NY
01/12/2005 - 08/04/2005
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NY
07/09/2001 - 01/05/2005
TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)
NJ
07/20/1999 - 07/03/2001
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NJ
07/07/1999 - 07/03/2001
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
NY
05/22/1996 - 06/28/1999
GARBAN LLC (NEW YORK NY)
NJ
05/22/1996 - 06/28/1999
GARBAN SECURITIES LLC (JERSEY CITY NJ)
NY
01/21/1992 - 10/18/1995
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/30/1991 - 03/19/1992
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
11/01/1990 - 04/30/1991
MABON, NUGENT & CO.
NA
07/25/1987 - 03/12/1991
MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI")
NY
08/28/1990 - 11/06/1990
COWEN & CO. (NEW YORK NY)
NA
05/17/1989 - 11/11/1989
WESTPAC POLLOCK GOVERNMENT SECURITIES INC.
NA
01/24/1989 - 06/05/1989
L. F. ROTHSCHILD & CO. INCORPORATED
NA
11/19/1985 - 02/01/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 02/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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