Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Andrew Simon is a financial professional with over 15 years of experience in the securities industry. Currently, Robert is registered with Wells Fargo Securities, LLC and is located in the Charlotte, NC branch office. Previously, Robert worked at Jefferies LLC and ABN AMRO Clearing Chicago LLC. Robert holds a Series 7, Series 24, Series 57TO, Series 99TO, and Series 63 license and is registered in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/10/2019 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
IL
10/29/2015 - 10/02/2018
WELLS FARGO SECURITIES, LLC (CHICAGO IL)
IL
01/07/2014 - 08/13/2015
JEFFERIES LLC (CHICAGO IL)
IL
07/24/2013 - 01/08/2014
ABN AMRO CLEARING CHICAGO LLC (CHICAGO IL)
IL
06/08/2011 - 04/08/2013
NICO SECURITIES, LLC (CHICAGO IL)
IL
02/05/2007 - 01/26/2011
NEWEDGE USA, LLC (CHICAGO IL)
NY
10/02/2006 - 03/02/2007
UBS SECURITIES LLC (NEW YORK NY)
NY
05/26/2005 - 10/06/2006
ABN AMRO INCORPORATED (NEW YORK NY)
BC
Issued 08/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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