Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Schaffer is a financial advisor with over 25 years of experience. Robert is currently registered with The Vertical Group and holds Series 7, 24, 55, 57TO, and 63 licenses. Robert has previously worked at Ladenburg, Thalmann & Co., Inc., Sharpe Capital, Inc., and AEGIS Capital Corp. Robert's main office is located in RED BANK, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/17/2002 - Present
THE Vertical Group (RED BANK NJ)
NY
10/30/2000 - 08/19/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
07/17/1997 - 11/10/2000
SHARPE CAPITAL, INC. (NEW YORK NY)
NY
08/29/1996 - 12/17/1996
AEGIS CAPITAL CORP. (NEW YORK NY)
BC
Issued 09/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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