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Robert Andrew Plumaker

Cantor Fitzgerald & Co.

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About Robert Andrew Plumaker

Robert Andrew Plumaker is a securities professional with over 25 years of experience in the financial services industry. Currently, he is registered with Cantor Fitzgerald & Co. in New York, NY. Robert is a highly experienced investment professional with a solid track record of success in the securities industry. He has held various positions in the industry, including roles at Instinet, LLC, Nomura Securities International, Inc., and Barclays Capital Inc. His areas of expertise include equity trading and investment management. Robert holds a Series 7, Series 55, Series 57TO, and Series 63 licenses.

Firm Information

Robert Plumaker is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Plumaker’s Registration & Firm History

NY

09/11/2017 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

10/16/2012 - 07/18/2016

INSTINET, LLC (NEW YORK NY)

NY

07/26/2010 - 10/15/2012

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

09/22/2008 - 05/12/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

06/11/1996 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/03/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/10/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Andrew Plumaker.
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