Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Andrew Nicoll is a financial advisor with Compass Point Research & Trading, LLC. Robert began his career in the financial services industry in 1997. Robert is a Series 7, Series 66 and SIE licensed professional. Robert is registered to conduct business in Arizona, California, Colorado, District of Columbia, Florida, Kentucky, Maryland, Missouri, New Jersey, New York, North Carolina, Ohio, Texas, Virginia and Wisconsin. Robert was previously employed by FBR Capital Markets & Co. and Chevy Chase Financial Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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DC
09/01/2009 - Present
Compass Point Research & Trading, LLC (WASHINGTON DC)
VA
02/01/2001 - 09/29/2009
FBR CAPITAL MARKETS & CO. (ARLINGTON VA)
MD
04/23/1997 - 02/14/2001
CHEVY CHASE FINANCIAL SERVICES (BETHESDA MD)
BOTH
Issued 05/22/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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