Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Maley is a financial advisor with over 25 years of experience in the industry. Robert has a strong background in investment banking and securities, and is a registered representative with Sutter Capital Partners, LLC. Robert's prior experience includes roles at Sutter Securities Clearing, LLC, Analyst Hub Securities, LLC, NMS Capital Advisors, LLC, Ladenburg Thalmann & Co. Inc., and Gilford Securities Incorporated. Robert holds various licenses and certifications, including Series 7, 24, 27, 63, and 65. Robert is currently active in the states of California, Connecticut, Florida, Georgia, Idaho, Michigan, New Jersey, New York, North Carolina, and Pennsylvania. Robert specializes in investment advisory, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Third party marketing, municipal advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
% of management fees earned by manager clients
1
2
CT
07/19/2021 - Present
Sutter Capital Partners, LLC (Darien CT)
CA
05/22/2018 - 11/22/2019
SUTTER SECURITIES CLEARING, LLC (IRVINE CA)
NY
05/08/2019 - 07/18/2019
ANALYST HUB SECURITIES, LLC (New York NY)
CA
10/11/2017 - 02/28/2018
NMS CAPITAL ADVISORS, LLC. (NEWPORT BEACH CA)
NY
10/12/2015 - 05/31/2016
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
NY
01/21/1994 - 10/15/2015
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 02/10/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/20/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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