Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Hon is a financial advisor at Wells Fargo Clearing Services, LLC. Robert has over 30 years of experience in the financial services industry. He is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide investment advice in multiple states. Robert holds several industry certifications, including the Series 7, Series 6, Series 63, and Series 65. He also holds the Series 4 for Registered Options Principal. Robert specializes in providing financial advice to individuals and families, including portfolio management, retirement planning, and estate planning. He is committed to providing his clients with personalized service and tailored investment strategies. Robert has previously worked at Credit Suisse Securities (USA) LLC and Wayne Hummer Investments LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/07/2016 - Present
Wells Fargo Clearing Services, LLC (CHICAGO IL)
IL
11/22/2006 - 02/02/2016
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
IL
04/19/1995 - 12/13/2006
WAYNE HUMMER INVESTMENTS L.L.C. (CHICAGO IL)
NY
01/06/1995 - 04/25/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
MA
04/09/1992 - 12/02/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/09/1992 - 12/02/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 06/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/1998
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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