Unclaimed
Robert Andrew Gude is a financial advisor in Montville, NJ. Robert has 31 years of experience in the industry and is registered with IC Advisory Services, Inc.. Robert's current registrations include: IA in Delaware, Florida, New Jersey, New York, and North Carolina; and BC in Delaware, Florida, New Jersey, New York, and North Carolina. Robert also holds Series 7, Series 31, Series 63, Series 65, and SIE licenses. Robert has previously worked at Ameriprise Financial Services, LLC, Citigroup Global Markets Inc., and Lehman Brothers Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/26/2023 - Present
IC Advisory Services, Inc. (MONTVILLE NJ)
NJ
05/22/2009 - 09/05/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Red Bank NJ)
NJ
07/31/1993 - 05/28/2009
CITIGROUP GLOBAL MARKETS INC. (NEW BRUNSWICK NJ)
NY
03/23/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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