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Robert Andrew Flynn

Mizuho Securities USA LLC

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About Robert Andrew Flynn

Robert Andrew Flynn is a securities professional with over 16 years of experience in the financial services industry. Robert is currently registered with Mizuho Securities USA LLC. Prior to this, Robert held positions with Deutsche Bank Securities Inc. and Goldman, Sachs & Co. Robert is licensed to sell securities in all 50 states and the District of Columbia.

Firm Information

Robert Flynn is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Flynn’s Registration & Firm History

NY

03/02/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

06/23/2016 - 01/26/2023

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

12/12/2006 - 06/07/2016

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/04/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 12/11/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Andrew Flynn.
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