Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dalton is a financial advisor who has been in the industry since 2006. He is currently registered with Carter, Terry & Company, Inc. in Atlanta, Georgia and holds Series 62, Series 63, Series 79TO and SIE licenses. Robert has also previously worked at PATRICK CAPITAL MARKETS, LLC, BOENNING & SCATTERGOOD, INC., COMMERCE STREET CAPITAL, LLC, SAMCO CAPITAL MARKETS, INC., and PENSON FINANCIAL SERVICES, INC. Robert specializes in investment advisory services and is also a Registered Representative for Broker-Dealers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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GA
05/08/2018 - Present
Carter, Terry & Company, Inc. (ATLANTA GA)
GA
09/29/2017 - 06/04/2018
PATRICK CAPITAL MARKETS, LLC (Suwanee GA)
PA
08/01/2014 - 06/15/2017
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
GA
01/03/2012 - 08/11/2014
PATRICK CAPITAL MARKETS, LLC (DULUTH GA)
TX
10/01/2007 - 12/20/2011
COMMERCE STREET CAPITAL, LLC (DALLAS TX)
TX
10/30/2007 - 03/12/2008
SAMCO CAPITAL MARKETS, INC. (AUSTIN TX)
GA
05/19/2006 - 10/01/2007
SAMCO CAPITAL MARKETS, INC. (DULUTH GA)
TX
05/10/2006 - 05/19/2006
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
BC
Issued 05/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2006
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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