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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Cody is a financial advisor with LPL Financial LLC, headquartered in ALLEN, TX. Robert has been in the financial industry since 2012. Robert previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and MORGAN STANLEY. Robert has been licensed to provide financial advice in Texas since 2020. Robert has a broad range of experience and expertise in various financial areas, including but not limited to: portfolio management for businesses and individuals, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/21/2020 - Present
LPL Financial LLC (ALLEN TX)
MD
02/19/2015 - 05/29/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNT VALLEY MD)
MD
03/13/2014 - 02/27/2015
MORGAN STANLEY (LUTHERVILLE MD)
PA
03/27/2012 - 10/21/2013
PFS INVESTMENTS INC. (YORK PA)
IA
Issued 05/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/24/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/26/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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