Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Beatty is a financial advisor who has been in the industry since 1993. He is registered with both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Robert Beatty currently works at Osaic Wealth, Inc., a firm that provides a variety of financial services including financial planning, pension consulting, and portfolio management. He has a long history of working in the financial industry, having previously worked at Signator Investors, Inc., Transamerica Financial Advisors, Inc, Vantage Financial Services, and MH Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
11/02/2018 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
AZ
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (SCOTTSDALE AZ)
AZ
08/06/1993 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (SCOTTSDALE AZ)
BOTH
Issued 06/27/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2001
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 05/04/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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