Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ullman is an investment professional with over 20 years of experience in the financial services industry. Robert is currently a registered representative with Dinan Capital Advisors. Robert has previously been registered with Navigant Capital Advisors, LLC and Berman Capital, LLC. Robert is licensed in Arizona and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/25/2013 - Present
Dinan Capital Advisors (San Francisco CA)
CA
08/27/2010 - 10/23/2014
NAVIGANT CAPITAL ADVISORS, LLC (SAN FRANCISCO CA)
CA
07/14/2006 - 05/18/2010
NAVIGANT CAPITAL ADVISORS, LLC (SAN FRANCISCO CA)
CA
04/12/2002 - 06/01/2006
BERMAN CAPITAL, LLC (SAN FRANCISCO CA)
NH
09/27/1999 - 01/03/2000
BALDWIN & CLARKE CAPITAL MARKETS, INC. (BEDFORD NH)
BC
Issued 04/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/16/1999
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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