Unclaimed
Robert Anderson Cates is a financial advisor currently registered with FHN Financial Securities Corp. in Memphis, TN. Robert holds the Series 7, Series 52, Series 63, and SIE licenses. Robert has been in the industry since August 20, 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
08/21/2012 - Present
FHN Financial Securities Corp. (MEMPHIS TN)
BC
Issued 05/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2012
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Cates is the right advisor for you? Invested Better is here to help.