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Robert Anderson Cates

FHN Financial Securities Corp.

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About Robert Anderson Cates

Robert Anderson Cates is a financial advisor currently registered with FHN Financial Securities Corp. in Memphis, TN. Robert holds the Series 7, Series 52, Series 63, and SIE licenses. Robert has been in the industry since August 20, 2012.

Firm Information

Robert Cates is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Cates’s Registration & Firm History

TN

08/21/2012 - Present

FHN Financial Securities Corp. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 05/03/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2012

Series 52 - Municipal Securities Representative Examination

BC

Issued 08/20/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Anderson Cates.
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