Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Randall Wells is a financial advisor with over 20 years of experience in the financial services industry. Robert is registered with Wealthpenn.comllc and holds a Series 65, Series 63 and Series 66 license. Robert is a Certified Financial Planner and has experience working at several firms, including Evergreen Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, NationsSecurities and J.C. Bradford & Co. Robert is licensed to provide financial advice and sell securities in over 20 states, including Arkansas, California, Colorado, Delaware, District of Columbia, Florida, Georgia, Kansas, Maryland, Michigan, Missouri, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, Utah, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
05/14/2022 - Present
Wealthpenn.comllc (Charlotte NC)
NC
04/27/2005 - 01/03/2006
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
06/11/2003 - 05/17/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
06/07/1993 - 11/01/1996
NATIONSSECURITIES
MA
08/04/1992 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NY
02/09/1989 - 09/20/1989
J.C. BRADFORD & CO. (NEW YORK NY)
NY
09/25/1985 - 02/02/1988
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 4/27/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/3/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/7/2022
Series 7TO - General Securities Representative Examination
BC
Issued 4/19/2021
SIE - Securities Industry Essentials Examination
BC
Issued 6/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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