Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James Thwaites has been in the financial services industry since April 1991. Robert Thwaites currently works at Truist Advisory Services, Inc., a firm that has been in business since 1991. Robert Thwaites is registered with the Securities and Exchange Commission (SEC) and is registered with the Financial Industry Regulatory Authority (FINRA). Robert Thwaites is a registered investment advisor. Robert Thwaites provides financial planning, portfolio management, and other services to individuals and businesses. The firm provides a variety of services including financial planning, portfolio management, and publication of periodicals. The firm primarily works with high-net-worth individuals and corporations or other businesses. Robert Thwaites' client types include high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/10/2021 - Present
Truist Advisory Services, Inc. (PUNTA GORDA FL)
FL
02/15/2013 - 08/03/2015
FIFTH THIRD SECURITIES, INC. (ORLANDO FL)
FL
06/01/2009 - 03/05/2013
MORGAN STANLEY (ORLANDO FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ORLANDO FL)
FL
05/11/2006 - 04/02/2007
MORGAN STANLEY DW INC. (ORLANDO FL)
FL
07/03/1991 - 05/02/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HEATHROW FL)
NA
06/09/1983 - 08/26/1983
IDS MARKETING CORPORATION
IA
Issued 12/27/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/21/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/18/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/1/1991
Series 7 - General Securities Representative Examination
BC
Issued 3/22/1991
Series 3 - National Commodity Futures Examination
BC
Issued 6/8/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Robert Thwaites is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
