Unclaimed
Robert Harty is a financial advisor with over 15 years of experience in the financial industry. Robert is currently registered with Hilltop Securities Inc. and has a strong track record of providing comprehensive financial planning services to individuals, families, and businesses. Robert is also registered with the states of Colorado, Florida, Ohio, Oklahoma, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
05/18/2012 - Present
Hilltop Securities Inc. (Plano TX)
TX
06/26/2009 - 05/22/2012
MORGAN KEEGAN & COMPANY, INC. (DALLAS TX)
TX
02/19/2008 - 07/21/2009
UBS FINANCIAL SERVICES INC. (FT. WORTH TX)
TX
10/25/2007 - 03/04/2008
ING FINANCIAL PARTNERS, INC. (RICHARDSON TX)
BOTH
Issued 12/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Harty is the right advisor for you? Invested Better is here to help.