Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alvin Bauer is a financial advisor with over 39 years of experience in the financial services industry. Robert has a wide range of experience in investment advisory services, including financial planning, portfolio management for individuals and businesses, and pension consulting. Robert is currently registered with LPL Financial LLC. Robert has previously been registered with Waddell & Reed, Jefferies & Company, Inc., Sanders Morris Harris Inc., Advest, Inc., Evereen Securities, Inc., McDonald & Company Securities, Inc., Raymond James & Associates, Inc., and Kidder, Peabody & Co. Incorporated. Robert is also a registered investment advisor in Illinois and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
07/21/2021 - Present
LPL Financial LLC (LISLE IL)
IL
11/19/2007 - 07/21/2021
WADDELL & REED (LISLE IL)
IL
09/25/2006 - 08/09/2007
JEFFERIES & COMPANY, INC. (CHICAGO IL)
IL
12/20/2005 - 08/04/2006
SANDERS MORRIS HARRIS INC. (CHICAGO IL)
CT
07/31/1999 - 01/04/2006
ADVEST, INC. (HARTFORD CT)
MO
05/01/1998 - 07/01/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
OH
03/17/1997 - 11/24/1997
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
FL
02/10/1995 - 08/07/1996
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
03/02/1982 - 01/10/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 12/18/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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