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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Allyn Taylor is a financial advisor in SAN DIEGO, CA with over 38 years of experience in the industry. Robert currently works for UBS Financial Services Inc. and has previously worked for Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Citigroup Global Markets Inc., Lehman Brothers Inc., Dean Witter Reynolds Inc., Bateman Eichler, Hill Richards, Incorporated, and Detwiler, Ryan & Co., Inc. Robert holds the Series 63 and Series 65 licenses as well as the Series 7 and SIE licenses. He is registered in 24 states and 2 provinces. Robert specializes in investment advisory services for individuals, businesses, corporations, charities, retirement plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
05/01/2012 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
06/01/2009 - 05/02/2012
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN DIEGO CA)
CA
02/23/2007 - 04/02/2007
MORGAN STANLEY DW INC. (SAN DIEGO CA)
CA
07/31/1993 - 03/06/2007
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
NY
04/20/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/12/1985 - 04/24/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/26/1984 - 09/21/1984
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
05/23/1984 - 05/29/1984
DETWILER, RYAN & CO., INC.
IA
Issued 07/07/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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