Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Fratkin is a financial advisor with over 40 years of experience in the financial services industry. Robert is currently registered with Arete Wealth Advisors, LLC and has a strong track record of success in providing financial advice and investment management services to a wide range of clients, including high-net-worth individuals, corporations, and pension plans. Robert holds a variety of licenses and certifications, including Series 65, 63, 40, 4, 7TO, SIE, 5, PC, and 1. Prior to joining Arete Wealth Advisors, LLC, Robert worked for Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, and Citigroup Global Markets Inc. Robert is committed to providing his clients with personalized and comprehensive financial advice that meets their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
VA
04/04/2017 - Present
Arete Wealth Advisors, LLC (Vienna VA)
VA
06/01/2009 - 02/08/2017
MORGAN STANLEY (MCLEAN VA)
VA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MCLEAN VA)
NY
11/22/1977 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/17/1976 - 11/22/1977
SHEARSON HAYDEN STONE INC.
NA
11/08/1974 - 11/17/1976
SHEARSON HAYDEN STONE INC.
NA
06/27/1972 - 11/08/1974
SHEARSON, HAMMILL & CO., INCORPORATED
NA
07/24/1970 - 07/23/1972
F I DUPONT GLORE FORGAN & CO
IA
Issued 06/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/1979
Series 12 - NYSE Branch Manager Examination
BC
Issued 12/12/1978
Series 40 - Registered Principal Examination
BC
Issued 05/30/1978
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/08/1977
PC - AMEX Put and Call Exam
BC
Issued 07/26/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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