Unclaimed
Robert Uhland is a registered securities professional holding the Series 63, Series 82TO, and SIE licenses. Robert is currently employed by Finalis Securities LLC and is registered with the state of Illinois. Robert has been in the industry since April 15, 2024, and has a broad range of knowledge in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/16/2024 - Present
Finalis Securities LLC (New York NY)
BC
Issued 02/07/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/10/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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