Unclaimed
Robert Allen Smith is a financial advisor with PFS Investments Inc. Robert holds Series 63, Series 6TO, and SIE licenses. Robert is registered with the state of Arizona. Robert is a licensed advisor who has been in the industry since October 2019. PFS Investments Inc. is a registered investment adviser with the Securities and Exchange Commission. The firm provides a variety of financial services to individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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AZ
10/11/2019 - Present
PFS Investments Inc. (GLENDALE AZ)
BC
Issued 10/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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