Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ottesen is an investment advisor representative and an investment adviser representative with Wells Fargo Clearing Services, LLC. Robert has been in the financial services industry for 29 years. Robert has earned the following licenses: Series 7, Series 9, Series 10, Series 63, and Series 65. Robert also holds the SIE designation. Robert works with a variety of clients, including individuals, corporations, trusts, and non-profits. Robert's experience includes financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/16/2011 - Present
Wells Fargo Clearing Services, LLC (VERO BEACH FL)
TX
12/01/2004 - 04/22/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TN
01/08/2002 - 11/04/2004
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CT
05/15/2000 - 11/08/2001
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
TX
03/23/1999 - 04/14/2000
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
NJ
09/15/1995 - 02/20/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/11/1995 - 08/09/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/26/1993 - 12/14/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/23/1991 - 07/23/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/10/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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