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Robert Allen Marx

Northern Lights Distributors, LLC

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About Robert Allen Marx

Robert Allen Marx is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with Northern Lights Distributors, LLC and previously worked with WELLS FARGO FUNDS DISTRIBUTOR, LLC, CUNA BROKERAGE SERVICES, INC., TRANSAMERICA CAPITAL, INC. and EVERGREEN INVESTMENT SERVICES, INC.. Robert holds Series 6, 7, 24, 63 and 65 licenses as well as the SIE. Robert is registered to offer investment advice in 37 states across the United States.

Firm Information

Robert Marx is currently registered with Northern Lights Distributors, LLC. Northern Lights Distributors, LLC is a Limited Liability Company formed in December 2003. The company is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Marx’s Registration & Firm History

NE

08/03/2016 - Present

Northern Lights Distributors, LLC (ELKHORN NE)

MA

03/14/2012 - 07/20/2016

WELLS FARGO FUNDS DISTRIBUTOR, LLC (BOSTON MA)

MA

08/20/2010 - 02/22/2011

CUNA BROKERAGE SERVICES, INC. (RANDOLPH MA)

CO

11/12/2007 - 08/17/2010

TRANSAMERICA CAPITAL, INC. (DENVER CO)

NC

04/19/2000 - 09/26/2007

EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 03/10/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/05/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/08/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/2003

Series 7 - General Securities Representative Examination

BC

Issued 04/18/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Allen Marx.
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