Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Allen Little is a financial advisor with Principal Securities, Inc., a company that has been in business for over 100 years. Robert has been in the industry since 2004 and has experience in providing financial planning, investment advice, and retirement planning services. Robert is registered to offer securities and investment advisory services in Alabama, and is also registered as an Investment Advisor Representative in Texas. Robert has a wide range of experience with various client types including individuals, high-net-worth individuals, corporations, charitable organizations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
AL
05/24/2023 - Present
Principal Securities, Inc. (Birmingham AL)
AL
03/30/2016 - 09/29/2017
HORNOR, TOWNSEND & KENT, INC. (BIRMINGHAM AL)
AL
05/29/2014 - 01/12/2016
SAGEPOINT FINANCIAL, INC. (BIRMINGHAM AL)
AL
10/19/2012 - 05/05/2014
METLIFE SECURITIES INC. (BIRMINGHAM AL)
AL
03/03/2011 - 10/05/2012
AXA ADVISORS, LLC (BIRMINGHAM AL)
AL
09/16/2004 - 11/14/2008
METLIFE SECURITIES INC. (BIRMINGHAM AL)
AL
09/16/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BIRMINGHAM AL)
IA
Issued 04/04/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/18/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/15/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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