Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Klein is a financial advisor with Cetera Investment Advisers LLC. Robert has been in the financial services industry for over 24 years and has experience in various areas, including investment advisory, insurance, tax preparation and mortgage services. Robert has also held positions at Investors Capital Corp., Ryan Beck & Co., Gruntal & Co., L.L.C., AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. Robert holds the Series 6, 7, 63 and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/21/2024 - Present
Cetera Investment Advisers LLC (WHITE PLAINS NY)
NY
03/30/2004 - 10/03/2016
INVESTORS CAPITAL CORP. (WHITE PLAINS NY)
NJ
04/29/2002 - 04/07/2004
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
12/01/1999 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
09/10/1998 - 12/23/1999
AXA ADVISORS, LLC (NEW YORK NY)
NY
09/10/1998 - 12/23/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 03/14/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Klein is the right advisor for you? Invested Better is here to help.
