Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Goodwin is a registered investment advisor representative with RBC Capital Markets, LLC. Robert has been in the securities industry since 1981. Robert has offices in Leawood, KS, and Mission Hills, KS. Robert also has previous experience with Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., Oppenheimer & Co. Inc., Principal Financial Securities, Inc., and Prudential Securities Incorporated. Robert is also a FINRA Arbitrator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
01/23/2012 - Present
RBC Capital Markets, LLC (LEAWOOD KS)
KS
10/05/2009 - 01/30/2012
AMERIPRISE FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
MO
11/12/2004 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (KANSAS CITY MO)
NY
10/02/1996 - 11/22/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
TX
03/27/1991 - 09/30/1996
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
05/18/1981 - 03/25/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/29/2009
Series 24 - General Securities Principal Examination
BC
Issued 08/06/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1997
Series 3 - National Commodity Futures Examination
BC
Issued 05/09/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 03/16/1982
Series 5 - Interest Rate Options Examination
BC
Issued 05/16/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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