Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Allan Roth is a financial professional with over 39 years of experience in the financial services industry. Robert is registered with Northwestern Mutual Investment Services, LLC and has been with the firm since May 2022. Robert has a Series 6, Series 7, Series 22, and Series 63 license and is a Chartered Financial Consultant. Robert previously worked at ROBERT W. BAIRD & CO. INCORPORATED and Northwestern Mutual Life Insurance Company. Robert is also a 33.3% owner of an investment property in Vermont and a 100% owner of a legal entity.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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VA
05/09/2022 - Present
Northwestern Mutual Investment Services, LLC (Virginia Bch VA)
WI
03/08/1984 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 04/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/11/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/11/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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