Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alfred Brockland is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. Robert has been in the securities industry since March 9, 1998. Robert has worked for several firms over the years, including THE O.N. EQUITY SALES COMPANY, ING FINANCIAL PARTNERS, INC., and INTERSECURITIES, INC. Robert currently holds registrations in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
09/06/2013 - Present
Cambridge Investment Research Advisors, Inc. (MORGANTON NC)
NC
02/02/2010 - 05/15/2013
THE O.N. EQUITY SALES COMPANY (MORGANTON NC)
NC
03/18/2004 - 12/08/2009
ING FINANCIAL PARTNERS, INC. (MORGANTON NC)
FL
01/14/2002 - 03/18/2004
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CT
07/23/1999 - 12/31/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
CT
02/20/1993 - 12/31/1994
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BOTH
Issued 07/30/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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