Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alexander Scott is a financial professional with over 15 years of experience in the securities industry. Robert has a wide range of licenses and registrations, including Series 7, 24, 55, 57TO, and 63. Robert is currently registered with Jonestrading in Thousand Oaks, California. Robert's previous registrations include 14 states, including Alabama, Arkansas, California, Connecticut, Florida, Illinois, Massachusetts, New Hampshire, New Jersey, New York, Pennsylvania, Tennessee, Vermont, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/23/2007 - Present
Jonestrading (Thousand Oaks CA)
BC
Issued 05/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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