Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alexander Lee is a financial professional with over 15 years of experience in the industry. Robert has been a registered representative with Deutsche Bank Securities Inc. since November 2022. Previously, Robert was with BMO Capital Markets Corp., RBC Capital Markets, LLC, and Jefferies & Company, Inc. Robert holds Series 7, Series 63, Series 79, and SIE licenses and is registered to conduct business in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
CA
11/08/2022 - Present
Deutsche Bank Securities Inc. (SAN FRANCISCO CA)
CA
08/09/2016 - 08/03/2022
BMO CAPITAL MARKETS CORP. (SAN FRANCISCO CA)
CA
03/22/2011 - 11/25/2014
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
12/19/2005 - 12/13/2010
JEFFERIES & COMPANY, INC. (FOSTER CITY CA)
BC
Issued 05/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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