Unclaimed
Robert Cannon is a financial advisor at Empower Advisory Group, LLC. Robert is a registered representative in 45 states. Robert's current firm is located in Greenwood Village, Colorado. Robert holds a Series 6, Series 7, Series 63 and Series 66 license. Robert's experience includes prior roles at Nuveen Securities, LLC in Charlotte, NC, TIAA-CREF Individual & Institutional Services, LLC in Charlotte, NC, and AXA Advisors, LLC in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
12/02/2024 - Present
Empower Advisory Group, LLC (Winston Salem NC)
NC
11/21/2022 - 03/19/2024
NUVEEN SECURITIES, LLC (CHARLOTTE NC)
NC
09/21/2018 - 02/04/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (Charlotte NC)
NC
03/22/2018 - 08/17/2018
AXA ADVISORS, LLC (CHARLOTTE NC)
BOTH
Issued 12/03/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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