Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Broome is a financial advisor with Raymond James Financial Services Advisors, Inc., with over 39 years of experience in the financial services industry. Robert has a strong background in investments and has held various roles at prominent firms including Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., Lehman Brothers Inc., and Thomson McKinnon Securities Inc. Robert's expertise spans a wide range of investment products, including securities, options, and futures. Robert is committed to providing personalized financial advice and guidance to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
02/26/2021 - Present
Raymond James Financial Services Advisors, Inc. (Winter Park FL)
FL
02/19/2009 - 02/24/2021
WELLS FARGO CLEARING SERVICES, LLC (ORLANDO FL)
FL
07/31/1993 - 03/12/2009
CITIGROUP GLOBAL MARKETS INC. (WINTER PARK FL)
NY
10/04/1984 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/09/1982 - 10/10/1984
THOMSON MCKINNON SECURITIES INC.
IA
Issued 12/24/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1983
Series 5 - Interest Rate Options Examination
BC
Issued 09/02/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 02/07/1983
Series 3 - National Commodity Futures Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 11/18/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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