Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Luten is an investment advisor representative registered with Charles Schwab & Co., Inc. in Texas. Robert has a background in the financial services industry, having previously been registered with TD Ameritrade, Inc., OneAmerica Securities, Inc., Ameriprise Financial Services, Inc., USAA Financial Advisors, Inc., H.D. Vest Investment Services, Compass Brokerage, Inc., Northwestern Mutual Investment Services, LLC, and PFS Investments Inc. Robert has passed the Series 6, 7, 63, 65, 66, 26 and SIE exams and holds multiple licenses. Robert provides financial planning, selection of other advisors, and wrap fee program services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
09/19/2022 - Present
Charles Schwab & CO., Inc. (Austin TX)
TX
07/02/2020 - 05/19/2024
TD AMERITRADE, INC. (Westlake TX)
TX
05/30/2019 - 03/30/2020
ONEAMERICA SECURITIES, INC. (DALLAS TX)
TX
01/03/2007 - 05/30/2007
AMERIPRISE FINANCIAL SERVICES, INC. (TYLER TX)
TX
10/20/2005 - 03/22/2006
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
12/17/2004 - 10/10/2005
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
AL
01/06/2004 - 09/09/2004
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
WI
05/29/2003 - 06/27/2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
GA
03/02/2001 - 09/27/2001
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 09/18/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/16/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/08/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/01/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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