Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Benton has over 20 years of experience in the financial services industry. Robert is a Registered Representative and a Financial and Operations Principal with C. L. King & Associates, Inc. in Albany, New York. Robert holds a Series 7, Series 27, Series 63, Series 65, Series 99TO and SIE licenses. Robert has been with C. L. King & Associates, Inc. since 2001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/10/2001 - Present
C. L. King & Associates, Inc. (ALBANY NY)
IA
Issued 01/06/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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