Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alan Setlak is a financial advisor with over 20 years of experience in the financial services industry. Robert has worked for First Trust Advisors LP since 2008. Robert holds the Series 6, 7, 63 and 65 licenses and the SIE designation. He specializes in providing portfolio management services to individuals, businesses, investment companies and pooled investment vehicles. Robert also provides portfolio management services to high net worth individuals. Previously, Robert worked for PROEQUITIES, INC., ALLSTATE DISTRIBUTORS, L.L.C., and AFD, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
05/30/2024 - Present
First Trust Advisors LP (WHEATON IL)
AL
05/10/2006 - 07/17/2007
PROEQUITIES, INC. (BIRMINGHAM AL)
IL
10/04/2002 - 03/13/2006
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
IL
01/02/2002 - 10/04/2002
AFD, INC. (NORTHBROOK IL)
IL
09/10/1999 - 12/31/2001
AFD, INC. (NORTHBROOK IL)
IL
09/01/1998 - 03/15/1999
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 05/24/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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