Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alan Rosenblum is a registered representative with Wells Fargo Clearing Services, LLC. Robert has been in the financial services industry since 1992 and has been associated with Wells Fargo Advisors LLC since May 2009. Robert is registered in the states of New York, New Jersey, Colorado, Connecticut, District of Columbia, Florida, Georgia, Louisiana, Maine, Massachusetts, Minnesota, New Hampshire, North Carolina, Oregon, South Carolina, Texas, Vermont, and Wisconsin. Robert specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
03/28/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WHITE PLAINS NY)
CA
09/14/1992 - 04/05/1994
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
IA
Issued 11/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1995
Series 3 - National Commodity Futures Examination
BC
Issued 09/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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