Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alan Proctor is a financial advisor who has been in the industry since December 11, 2015. Robert is currently registered with Wells Fargo Clearing Services, LLC in North Carolina. He is also registered as an investment advisor representative in North Carolina. Prior to joining Wells Fargo, Robert was employed by Wachovia Securities, Inc. in Missouri and North Carolina. Robert is a Certified Financial Planner and holds the Series 66, Series 7 and SIE licenses. Robert specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses. Robert has experience working with individuals, high-net-worth individuals, corporations, trusts, pension and profit-sharing plans, charitable organizations, insurance companies, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/20/2017 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
MO
10/15/2001 - 07/29/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
05/31/2001 - 10/15/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 05/20/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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