Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ogden is a financial advisor with over 20 years of experience in the industry. Robert is registered with the state of California as an Investment Advisor Representative (IAR) and a Broker-Dealer (BD). He is also a Certified Financial Planner (CFP). Robert is currently employed by Golden State Wealth Management, LLC where he provides investment advisory services to individuals, businesses, and charitable organizations. He has previously worked for several other firms, including Sutro & Co. Incorporated, Dean Witter Reynolds Inc., and VestCap Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Financial planning fee
1
2
CA
02/19/2019 - Present
Golden State Wealth Management, LLC (Santa Maria CA)
CA
12/09/1998 - 01/11/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
09/17/1998 - 12/08/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
05/08/1985 - 09/15/1986
VESTCAP SECURITIES CORPORATION
IA
Issued 10/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2002
Series 24 - General Securities Principal Examination
BC
Issued 05/24/1985
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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