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Robert Alan Nissen

Cetera Advisors LLC

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About Robert Alan Nissen

Robert Alan Nissen is a registered representative of Cetera Advisors LLC with over 20 years of experience in the financial services industry. Robert is a Series 6, Series 63, and SIE licensed professional. Robert has been with Cetera Advisors LLC since December 2012. Previously, Robert worked at New England Securities from April 2003 to December 2012.

Firm Information

Robert Nissen is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Nissen’s Registration & Firm History

CO

12/11/2012 - Present

Cetera Advisors LLC (COLORADO SPRINGS CO)

CO

04/14/2003 - 12/14/2012

NEW ENGLAND SECURITIES (COLORADO SPRINGS CO)

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Licenses & Designations

BC

Issued 02/10/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Alan Nissen.
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