Unclaimed
Robert Alan Moore is a financial advisor at The Huntington Investment Co., a firm with over 350 investment advisor representatives. Robert has been in the industry since 2000. Robert has worked at multiple firms over the course of their career including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., LASALLE FINANCIAL SERVICES, INC., and Independence One Brokerage Services, Inc. Robert is registered with FINRA and is a chartered financial analyst. Robert holds Series 63, Series 66, Series 7, and SIE licenses. Robert's firm has a total of $5,196,750,113 in regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MI
12/18/2013 - Present
THE Huntington Investment Co. (BIRMINGHAM MI)
MI
10/23/2009 - 12/03/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TROY MI)
MI
10/24/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TROY MI)
MI
10/08/2001 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (TROY MI)
MI
01/21/2000 - 10/08/2001
INDEPENDENCE ONE BROKERAGE SERVICES, INC. (FARMINGTON HILLS MI)
BOTH
Issued 11/13/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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