Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Mills is a financial advisor with over 40 years of experience in the industry. Robert is currently registered with Golden State Wealth Management, LLC and previously worked for Morgan Stanley and RBC Dain Rauscher Inc. Robert has a wide range of experience in financial planning, portfolio management, and investment advisory services. Robert is committed to providing clients with personalized financial advice that meets their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Financial planning fee
1
2
CA
07/30/2020 - Present
Golden State Wealth Management, LLC (Westlake Village CA)
CA
06/01/2009 - 01/23/2017
MORGAN STANLEY (WESTLAKE VILLAGE CA)
CA
07/20/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (THOUSAND OAKS CA)
CA
03/09/2002 - 08/06/2007
RBC DAIN RAUSCHER INC. (WOODLAND HILLS CA)
CA
03/22/1995 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
MO
09/04/1990 - 03/29/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
07/10/1985 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
01/31/1980 - 03/13/1986
PAINEWEBBER INCORPORATED
NA
02/02/1978 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 06/16/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/17/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/13/1981
Series 24 - General Securities Principal Examination
BC
Issued 09/15/1980
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 12/08/1981
Series 5 - Interest Rate Options Examination
BC
Issued 01/21/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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