Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alan Lucas is a financial advisor with Stifel, Nicolaus & Company, Inc., located in Miamisburg, OH. Robert has been in the financial services industry since February 1985. Robert is a registered representative and investment advisor representative with Stifel, Nicolaus & Company, Inc. Robert has a Series 63, Series 65, Series 7, and Series 8 licenses. Robert also has a SIE certification. Robert is registered with the following states: California, Colorado, Connecticut, Florida, Illinois, Indiana, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Nevada, New York, Ohio, Pennsylvania, South Carolina, Texas, Utah, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
04/24/2013 - Present
Stifel, Nicolaus & Company, Inc. (MIAMISBURG OH)
OH
04/17/2003 - 04/26/2013
ROBERT W. BAIRD & CO. INCORPORATED (DAYTON OH)
OH
01/07/1991 - 05/07/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NA
12/14/1990 - 01/07/1991
MCDONALD & COMPANY SECURITIES, INC.
OH
02/21/1985 - 12/17/1990
S. J. WOLFE & CO. (DAYTON OH)
IA
Issued 03/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/01/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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