Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alan Lockery is an Investment Advisor Representative at Ganim Private Wealth. Robert has been in the financial services industry since 1996. Robert has a strong background in financial planning and portfolio management. Robert is dedicated to helping clients achieve their financial goals. Robert has experience working with a variety of clients, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
07/26/2017 - Present
Ganim Private Wealth (SHELTON CT)
CT
09/19/2016 - 02/12/2018
KESTRA INVESTMENT SERVICES, LLC (BRIDGEPORT CT)
CT
08/13/2015 - 09/07/2016
MML INVESTORS SERVICES, LLC (Hamden CT)
CT
12/13/2012 - 07/23/2015
PARK AVENUE SECURITIES LLC (MADISON CT)
CT
10/11/2011 - 11/20/2012
AXA ADVISORS, LLC (MILFORD CT)
CT
10/12/2010 - 08/19/2011
MORGAN STANLEY SMITH BARNEY (NEW HAVEN CT)
NY
12/18/2002 - 10/05/2010
PRINCOR FINANCIAL SERVICES CORPORATION (PURCHASE NY)
CT
07/14/1998 - 12/17/2002
PPI EMPLOYEE BENEFITS CORPORATION (MIDDLETOWN CT)
MN
04/08/1997 - 03/24/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
MA
03/08/1996 - 04/04/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/08/1996 - 04/04/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 01/18/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2011
Series 24 - General Securities Principal Examination
BC
Issued 02/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/07/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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