Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alan Koch is a financial advisor with Ameriprise Financial Services, LLC. Robert has been in the financial industry since 2014. Robert holds a Series 6, Series 7, Series 63, and Series 65 licenses, as well as the SIE. Robert has previously worked with Prudential Insurance Company of America, Pruco Securities, LLC, Cadaret, Grant & Co., Inc., M & T Securities, Wells Fargo Clearing Services, LLC, Citizens Securities, Inc., and Citizens Bank. Robert provides financial planning, asset allocation services, educational seminars, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. Robert specializes in working with individuals, trusts/estates, insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
12/22/2022 - Present
Ameriprise Financial Services, LLC (ALCOA TN)
MD
04/09/2020 - 09/01/2022
PRUCO SECURITIES, LLC. (Hunt Valley MD)
MD
06/10/2019 - 04/03/2020
CADARET, GRANT & CO., INC. (Berlin MD)
DE
02/05/2018 - 06/21/2019
M&T SECURITIES, INC. (GEORGETOWN DE)
DE
05/02/2017 - 01/25/2018
WELLS FARGO CLEARING SERVICES, LLC (MILLVILLE DE)
DE
08/17/2015 - 03/17/2017
CITIZENS SECURITIES, INC. (LEWES DE)
NJ
03/03/2008 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BRIDGEWATER NJ)
IA
Issued 12/15/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/15/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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