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Robert Alan Gaida

Kpmg Corporate Finance LLC

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About Robert Alan Gaida

Robert Alan Gaida is a financial professional registered with KPMG Corporate Finance LLC. Robert has been in the industry since August 5, 2002. Robert is licensed in 34 states including Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, Texas, Vermont, Virginia, Washington, West Virginia and Wisconsin. Robert is also registered with FINRA. Robert has passed the Series 7, Series 55, Series 24, Series 63, Series 79, and SIE exams. Prior to KPMG Corporate Finance LLC, Robert was registered with Stifel, Nicolaus & Company, Incorporated and Ryan Beck & Co..

Firm Information

Robert Gaida is currently registered with Kpmg Corporate Finance LLC. Kpmg Corporate Finance LLC is a Limited Liability Company formed in February 2000. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Gaida’s Registration & Firm History

NY

07/22/2022 - Present

Kpmg Corporate Finance LLC (NEW YORK NY)

NY

03/09/2007 - 07/06/2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

03/15/2005 - 07/26/2007

RYAN BECK & CO. (NEW YORK NY)

NJ

08/12/1999 - 04/04/2002

HEARTLAND SECURITIES CORP. (EDISON NJ)

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Licenses & Designations

BC

Issued 10/27/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/25/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/12/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Alan Gaida.
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