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Robert Alan Dennis

First Brokers Securities LLC

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About Robert Alan Dennis

Robert Alan Dennis is a securities professional licensed in New Jersey and associated with First Brokers Securities LLC. Robert Alan Dennis has been in the financial industry since November 19, 2000 and has passed the Securities Industry Essentials Examination (SIE) and the Corporate Securities Limited Representative Examination (Series 62).

Firm Information

Robert Dennis is currently registered with First Brokers Securities LLC. First Brokers Securities LLC is a Limited Liability Company formed in November 2003. The firm is registered with the Securities and Exchange Commission and in 7 states, including California, Connecticut, Florida, New Jersey, New York, North Carolina, and Texas.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Dennis’s Registration & Firm History

NJ

11/20/2000 - Present

First Brokers Securities LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2000

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Alan Dennis.
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