Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alan Covino is a financial advisor at UBS Financial Services Inc. Robert is a registered representative with the state of Florida. Robert has been in the financial services industry since 1985 and has held previous roles at RBC DAIN RAUSCHER INC., RYAN BECK & CO., GRUNTAL & CO., L.L.C. and LEHMAN BROTHERS INC. Robert has passed the Series 3, 7, 9, 10, 63 and 65 exams. Robert is a registered representative and an investment advisor representative of UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
06/29/2016 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
01/07/2004 - 01/19/2007
RBC DAIN RAUSCHER INC. (WELLESLEY HILLS MA)
NJ
04/29/2002 - 01/09/2004
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
11/10/1992 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
02/11/1986 - 11/19/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/30/1985 - 02/13/1986
L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.
IA
Issued 01/27/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2008
Series 3 - National Commodity Futures Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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