Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Alan Covino is a financial advisor with UBS Financial Services Inc. Robert has been working in the industry since 1985 and is licensed to provide investment advice in Florida and other states. Robert also holds the Series 3, 7, 9, 10, 63, and 65 licenses, and has experience providing financial planning, portfolio management, and educational seminars to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/29/2016 - Present
UBS Financial Services Inc. (FT. LAUDERDALE FL)
MA
01/07/2004 - 01/19/2007
RBC DAIN RAUSCHER INC. (WELLESLEY HILLS MA)
NJ
04/29/2002 - 01/09/2004
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
11/10/1992 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
02/11/1986 - 11/19/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/30/1985 - 02/13/1986
L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.
IA
Issued 1/27/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/19/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 4/7/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/19/2008
Series 3 - National Commodity Futures Examination
BC
Issued 8/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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